Foundation Engineering & Earth Pressure -- Complete Revision Notes
Every definition, theory, formula, comparison table, diagram, mnemonic and exam-style answer you need for this chapter -- built for fast revision and mock practice.
On this page
- Part A -- Foundation Engineering
- What is a Foundation + Functions
- Requirements of an Ideal Foundation
- Classification: Shallow vs Deep
- Types of Shallow Foundations
- Types of Deep Foundations
- Bearing Capacity (added)
- Settlement of Foundations (added)
- Factors Affecting Selection
- Loads on Foundation + Depth Criteria
- Model Answers by Weightage
- MCQs + Interview Qs
- Part B -- Earth Pressure & Retaining Walls
- What is Earth Pressure
- Types of Earth Pressure
- Rankine's Theory (+ cohesion, surcharge, water table)
- Coulomb's Theory + Culmann's Method
- Types of Retaining Walls
- Stability of Retaining Walls
- Model Answers by Weightage
- MCQs + Interview Qs
- Full Mock Test (25 Questions)
- One-Page Summary Sheet
Foundation Engineering
1. What is a Foundation? (Definition -- 2/5 marks)
Foundation is the lowest part of a structure that transfers the load of the superstructure safely to the supporting soil or rock, without causing excessive or differential settlement, and without shear failure of the soil.
Simple line: Foundation is the part of a building below ground that carries all structural loads and spreads them safely into the ground.
Functions of a Foundation (5 Marks)
- Transfer loads (dead, live, wind, seismic) safely to the ground.
- Prevent excessive settlement.
- Prevent differential settlement between different parts of the structure.
- Provide stability against sliding.
- Provide stability against overturning.
- Resist uplift forces (hydrostatic pressure, wind suction).
- Protect the structure from moisture and groundwater effects.
Exam tip: write these as numbered/bulleted points -- examiners give marks per correct point, not for paragraph style.
2. Requirements of an Ideal Foundation (5 / 10 Marks)
| Requirement | Meaning |
|---|---|
| Safe bearing capacity | Pressure transferred to soil must not exceed allowable bearing capacity. |
| Minimum settlement | Total settlement must stay within permissible limits. |
| Uniform settlement | Differential settlement between footings must be minimised. |
| Stability | Must resist sliding, overturning and uplift. |
| Economy | Must be safe AND cost-effective -- not necessarily the cheapest. |
| Durability | Must withstand environmental effects for the design life. |
3. Classification of Foundations
Foundations are broadly classified as Shallow (Depth < Width, roughly Df/B ≤ 1) and Deep (Df/B > 1, load carried to strata far below).
| Shallow Foundation | Deep Foundation |
|---|---|
| Small depth, Df ≤ B | Large depth, Df > B (often much greater) |
| Lower cost | Higher cost |
| Easier / faster construction | More complex construction, needs machinery |
| Used when strong soil is near surface | Used when surface soil is weak |
| Moderate loads | Heavy loads |
| Examples: isolated, strip, combined, strap, raft | Examples: pile, pier, well/caisson |
4. Types of Shallow Foundations (10 Marks -- draw sketches)
| Type | Supports | Used when |
|---|---|---|
| Isolated footing | One column | Columns well spaced, adequate soil bearing capacity -- most common type |
| Strip footing | Continuous wall / row of close columns | Load-bearing masonry construction |
| Combined footing | Two or more columns | Columns close together, or a column near a property boundary |
| Strap footing | Two isolated footings joined by a strap beam | One footing is eccentric due to boundary restriction |
| Raft (mat) foundation | All columns of the building on one slab | Low bearing capacity soil, closely spaced columns, differential settlement must be reduced |
5. Types of Deep Foundations
| Type | Description | Suitable for |
|---|---|---|
| Pile foundation | Long slender members driven or bored; load carried by end bearing, skin friction, or both | Weak surface soils, heavy structures, bridges |
| Pier foundation | Large-diameter drilled shafts | Firm strata available at moderate depth |
| Well foundation (caisson) | Large hollow foundation sunk into the ground | Bridge piers, river crossings |
Pile Capacity, Group Action & Negative Skin Friction
Ultimate pile capacity:
Pile group efficiency: when piles are placed close together, their individual capacities overlap and the group capacity is usually LESS than the sum of individual pile capacities. This ratio is called group efficiency.
Negative skin friction: when the surrounding soil settles more than the pile (e.g. soft clay under new fill), the soil drags DOWN on the pile instead of supporting it. This adds extra load on the pile and must be added to the design load, not subtracted.
6. Bearing Capacity of Soil (added -- very high exam weightage)
Bearing capacity notes were not detailed in the source file but this is one of the most frequently asked topics in the Loksewa foundation engineering paper, so it is added in full below.
| Term | Meaning |
|---|---|
| Ultimate bearing capacity (qu) | Maximum pressure soil can carry before shear failure. |
| Net ultimate bearing capacity (qnu) | qu minus the original overburden pressure (qnu = qu - gamma x Df). |
| Safe / Allowable bearing capacity (qsafe) | qu divided by a factor of safety (usually 2.5 to 3); the pressure actually used in design. |
| Gross bearing capacity | Total pressure including the weight of soil above footing level. |
Assumptions of Terzaghi's theory: shallow foundation (Df ≤ B), soil is homogeneous and isotropic, footing base is rough, failure occurs by general shear failure, soil behind footing level acts as a surcharge.
Factor of safety: qsafe = qu / FS, where FS is typically 2.5 to 3 for shallow foundations.
Methods to Determine Bearing Capacity (added)
| Method | Use |
|---|---|
| Plate load test | Field test -- a steel plate is loaded and settlement is recorded to estimate safe bearing capacity directly at site. |
| Standard Penetration Test (SPT) | N-value from a split spoon sampler is correlated to bearing capacity, mainly used for sandy soils. |
| Static cone penetration test | Cone resistance is correlated with bearing capacity, mostly for soft to medium soils. |
| Analytical methods | Terzaghi's, Meyerhof's, Skempton's equations using c, phi and gamma from lab tests. |
7. Settlement of Foundations (added)
Total settlement of a foundation has three components:
| Type | Cause | Typical soil |
|---|---|---|
| Immediate (elastic) settlement | Instant elastic deformation of soil under load, no drainage involved | Sands, and short-term response of clays |
| Consolidation settlement | Gradual squeezing out of pore water from saturated clay over time | Saturated clays -- the slowest and largest component |
| Secondary consolidation (creep) | Continued settlement after excess pore pressure has fully dissipated, due to plastic readjustment of soil particles | Highly organic soils, peat, soft clays |
Differential settlement is more dangerous than uniform settlement because it causes cracking, tilting and distress in the structure, even when the total settlement is within limits.
8. Factors Affecting Selection of Foundation (10 Marks)
| Group | Factors |
|---|---|
| Soil factors | Bearing capacity, settlement characteristics, soil type, groundwater level |
| Structural factors | Magnitude of load, type of structure, column spacing |
| Site factors | Property boundaries, adjacent buildings, excavation conditions |
| Economic factors | Construction cost, time, availability of materials and equipment |
9. Loads on Foundation & Depth Criteria (10 Marks)
| Load type | Examples |
|---|---|
| Vertical loads | Dead load, live load |
| Horizontal loads | Wind, earthquake, earth pressure |
| Uplift forces | Hydrostatic pressure, wind uplift |
| Dynamic loads | Machinery, vibrations, traffic |
Criteria for Selecting Foundation Depth
- Reach competent (strong) soil.
- Avoid seasonal moisture / volume changes.
- Prevent frost effects, where applicable.
- Protect against scour, for bridges.
- Avoid erosion.
- Resist uplift.
- Ensure adequate bearing capacity.
Foundation Types Commonly Used in Nepal
| Structure | Common foundation |
|---|---|
| Residential buildings | Isolated footing |
| Load-bearing masonry | Strip footing |
| Multi-storey buildings | Raft or pile foundation |
| Bridges | Well or pile foundation |
| Hydropower structures | Pile, raft or rock foundations depending on geology |
10. Model Answers by Weightage
Answer using the comparison table in Section 3 above -- write it as a two-column table in the exam, that alone earns most of the marks. Add one line: "Shallow foundations rely on soil strength near the surface, while deep foundations transfer load to strong strata at greater depth through skin friction and/or end bearing."
Answer: list the 7 functions from Section 1 as numbered points, one line each. Do not write paragraphs -- Loksewa markers award marks per distinct point.
Answer structure: (1) one-line classification into shallow and deep, (2) sketch + 1-2 line description for isolated, strip, combined, strap, raft (use Fig 1), (3) sketch + description for pile, pier, well (use Fig 2), (4) one line each on when each type is used.
Answer: use the four-group table (soil, structural, site, economic) from Section 8. Expand each group with one example sentence for full marks -- e.g. "Soil factors: a site with low bearing capacity and high groundwater table favours a raft or pile foundation over isolated footings."
Answer: use the SSUSED table in Section 2, expand each requirement with one explanatory sentence, and add a short concluding line that an ideal foundation balances safety, serviceability and economy together.
11. MCQs -- Part A
- A. Soil has high bearing capacity
- B. Soil has low bearing capacity
- C. Only one column exists
- D. Soil is rock
- A. Shallow foundation
- B. Deep foundation
- C. Surface foundation
- D. Floating foundation
- A. One column
- B. Two or more columns
- C. A wall only
- D. A bridge pier
- A. Increase building height
- B. Transfer structural loads safely to the ground
- C. Improve concrete strength
- D. Reduce roof load
- A. Isolated footing
- B. Strip footing
- C. Well foundation
- D. Strap footing
- A. Unit weight of soil only
- B. Angle of internal friction (phi)
- C. Depth of footing only
- D. Water table position only
- A. Increases pile capacity
- B. Adds extra downward load on the pile
- C. Has no effect on design
- D. Only occurs in dry sand
Interview Questions -- Part A
- Why is differential settlement more dangerous than uniform settlement?
- Why would you choose a raft foundation instead of isolated footings?
- Under what site conditions would a pile foundation be necessary?
- What factors control the depth of a foundation?
- Why is an economical foundation not necessarily the cheapest foundation?
- (Added) Why must negative skin friction be added to, not subtracted from, pile design load?
- Foundation = transfers structural load safely to the soil.
- Shallow foundation: strong soil near surface. Deep foundation: weak surface soil, load goes deeper.
- Isolated = one column. Combined = two+ columns. Strap = two footings + rigid beam. Raft = one slab, many columns.
- Pile = end bearing + skin friction. Well foundation = common for bridge piers.
- qsafe = qu / FS. FS is usually 2.5 to 3.
- Settlement = Immediate + Consolidation + Secondary.
Earth Pressure & Retaining Structures
1. What is Earth Pressure? (5 Marks)
Earth pressure is the lateral pressure exerted by soil on a retaining structure, due to its own weight and any external loads acting on it.
Unlike water pressure, earth pressure depends on: soil type, soil density, friction angle (phi), wall movement, and groundwater condition.
Acts on: retaining walls, basement walls, bridge abutments, sheet piles, tunnel linings.
If wrongly estimated, may cause: wall overturning, sliding failure, excessive settlement, structural cracking, collapse of the retaining wall.
2. Types of Earth Pressure (5 Marks)
| Wall movement | Earth pressure |
|---|---|
| No movement | At-Rest (K0) |
| Away from soil | Active (Ka) -- minimum lateral pressure, soil expands slightly |
| Toward soil | Passive (Kp) -- maximum lateral pressure, soil is compressed |
3. Rankine's Earth Pressure Theory (10 Marks -- W.J.M. Rankine, 1857)
- Soil is homogeneous.
- Soil is isotropic.
- Backfill surface is plane.
- Backfill is semi-infinite.
- Wall is vertical.
- Wall friction is neglected.
- Failure surface is planar.
- Soil obeys the Mohr-Coulomb failure criterion.
Pressure distribution for a horizontal backfill with no surcharge: pressure increases linearly with depth, distribution is triangular, and the resultant force acts at H/3 above the base.
The notes covered only cohesionless soil. The following extensions are frequently tested:
This is why weep holes are provided in retaining walls -- to drain water from behind the wall and prevent this extra hydrostatic pressure from building up.
4. Coulomb's Earth Pressure Theory (10 Marks -- Charles-Augustin de Coulomb, 1776)
Unlike Rankine, Coulomb's theory considers wall friction, an inclined backfill, and an inclined wall face -- so it is more general and often closer to real field conditions.
| Rankine Theory | Coulomb Theory |
|---|---|
| Wall friction neglected | Wall friction considered |
| Vertical wall only | Inclined wall permitted |
| Horizontal or simple backfill | Inclined backfill allowed |
| Simpler calculations | More complex calculations |
| Analytical (equation based) | Can be solved analytically or graphically |
5. Trial Wedge Theory & Culmann's Graphical Method
The soil behind the retaining wall is assumed to form a wedge. Failure occurs along the plane where driving and resisting forces are in equilibrium. This approach is used for more general earth pressure analyses where Rankine's simplifying assumptions do not hold.
Culmann's method is a graphical application of the trial wedge (Coulomb) theory: several trial failure wedges are drawn, the weight of each wedge is plotted to scale, and the maximum resultant force from the force diagram gives the design active earth pressure. It is especially useful for irregular backfill surfaces or surcharge patterns that do not fit a clean formula.
6. Types of Retaining Walls (5 / 10 Marks)
| Type | Key feature |
|---|---|
| Gravity retaining wall | Resists earth pressure mainly by its own weight; masonry or mass concrete |
| Cantilever retaining wall | Reinforced concrete, uses cantilever action; economical for moderate heights |
| Counterfort retaining wall | Reinforced concrete with counterforts; suitable for high walls |
| Sheet pile wall | Thin steel, timber or concrete sheets driven into ground; waterfront structures, excavations |
| Reinforced earth wall | Soil reinforced with strips, geogrids or geotextiles; common in highway embankments |
7. Stability of Retaining Walls (10 Marks)
A retaining wall must be checked against four failure modes:
| Check | Requirement |
|---|---|
| Overturning | Wall must not rotate about its toe |
| Sliding | Wall must not slide horizontally along its base |
| Bearing capacity failure | Pressure under the base must not exceed allowable bearing capacity of soil |
| Excessive settlement | Settlement must remain within acceptable limits |
8. Methods to Increase Stability
- Increase the base width.
- Increase wall weight.
- Provide a shear key.
- Improve drainage behind the wall (weep holes, filter material).
- Reduce surcharge loads.
- Use reinforced backfill.
- Improve foundation soil.
Engineering Applications in Nepal
Retaining walls are widely used for: hill roads, bridge approaches, hydropower projects, river training works, basement construction, and landslide protection.
9. Model Answers by Weightage -- Part B
Answer: give the definition from Section 1, then list the three types (At-Rest, Active, Passive) with the wall-movement table from Section 2, ending with Kp > K0 > Ka.
Answer structure: (1) one line on who developed it and when, (2) list all 8 assumptions, (3) write Ka and Kp formulas, (4) write sigma_a = Ka.gamma.h and sigma_p = Kp.gamma.h, (5) sketch the triangular pressure distribution (Fig 4) and state the resultant acts at H/3 above base.
Answer: reproduce the comparison table in Section 4, then add one line: "Rankine's theory is a special case of Coulomb's theory when wall friction is zero, the wall is vertical, and the backfill is horizontal."
Answer: cover all four checks (overturning, sliding, bearing capacity, settlement) from Section 7 with the FOS formulas, then briefly mention methods to increase stability (Section 8) as the "remedy" part of the answer.
Answer: use the wall-movement table (Section 2) as a three-row table -- this is the fastest way to score full marks on this question.
MCQs -- Part B
- A. Wall moves toward soil
- B. Wall moves away from soil
- C. Wall does not move
- D. Soil is saturated
- A. Minimum pressure
- B. Maximum pressure
- C. Equal to active pressure
- D. Zero
- A. Unit weight of soil
- B. Wall friction
- C. Soil friction angle
- D. Cohesion
- A. H/2
- B. H/3 above the base
- C. H/4
- D. Top of the wall
- A. Cantilever wall
- B. Sheet pile wall
- C. Gravity retaining wall
- D. Reinforced earth wall
- A. Increase wall weight
- B. Relieve hydrostatic water pressure behind the wall
- C. Reduce wall friction
- D. Increase passive pressure
- A. Terzaghi's equation
- B. Rankine's equation
- C. Jaky's equation
- D. Meyerhof's equation
Interview Questions -- Part B
- Why is passive earth pressure greater than active earth pressure?
- Why is Rankine's theory simpler than Coulomb's theory?
- Why are weep holes provided in retaining walls?
- Which retaining wall would you recommend for a hill road in Nepal, and why?
- What happens if drainage behind a retaining wall is poor?
- (Added) Why does a tension crack form near the top of a cohesive backfill, and why is it ignored in pressure calculations below that depth?
- Earth pressure = lateral pressure exerted by soil on a retaining structure.
- Types: Active (Ka), At-Rest (K0), Passive (Kp). Order: Kp > K0 > Ka.
- Rankine: simple, neglects wall friction, vertical wall, horizontal backfill.
- Coulomb: considers wall friction, inclined wall, inclined backfill.
- Resultant active pressure acts at H/3 above the base.
- Stability checks: sliding, overturning, bearing capacity, settlement.
- Cohesive soil reduces active pressure near the top (tension crack); water table adds hydrostatic pressure.
Full Mock Test -- 25 Questions (Chapter 10)
Attempt all questions first, then expand each answer to check yourself. Mix of Part A and Part B, in exam order.
1. What is the main function of a foundation?
To transfer structural loads safely to the ground without excessive or differential settlement.
2. Give the mnemonic for requirements of an ideal foundation.
S S U S E D -- Safe bearing, Settlement (minimum), Uniform settlement, Stability, Economy, Durability.
3. Name the five types of shallow foundations.
Isolated, strip, combined, strap, raft (mat).
4. Name the three types of deep foundations.
Pile, pier, well (caisson).
5. A pile transfers load by which two mechanisms?
End (point) bearing and skin friction.
6. What is negative skin friction?
Downward drag on a pile caused by surrounding soil settling more than the pile; it adds to the design load.
7. Write Terzaghi's bearing capacity equation for a strip footing.
qu = c.Nc + q.Nq + 0.5.gamma.B.Ngamma
8. What is the usual factor of safety for bearing capacity?
2.5 to 3.
9. Name the three components of total settlement.
Immediate (elastic), consolidation, secondary (creep).
10. List the four groups of factors affecting foundation selection.
Soil factors, structural factors, site factors, economic factors.
11. Which foundation is used for bridge piers in rivers?
Well foundation (caisson).
12. Define earth pressure.
Lateral pressure exerted by soil on a retaining structure due to its own weight and external loads.
13. What causes active earth pressure?
The wall moving away from the backfill, reducing lateral pressure to a minimum.
14. What causes passive earth pressure?
The wall moving toward the backfill, compressing soil and increasing lateral pressure to a maximum.
15. Write Jaky's equation for K0.
K0 = 1 - sin(phi)
16. Write Rankine's Ka and Kp formulas.
Ka = (1 - sin phi) / (1 + sin phi); Kp = (1 + sin phi) / (1 - sin phi)
17. Where does the resultant active pressure act, for a horizontal backfill with no surcharge?
At H/3 above the base of the wall.
18. How does cohesion change the active pressure equation?
sigma_a = Ka.gamma.h - 2.c.sqrt(Ka), which creates a tension crack near the top of the backfill.
19. What does Coulomb's theory consider that Rankine's does not?
Wall friction, an inclined wall face, and an inclined backfill surface.
20. What is Culmann's method used for?
A graphical trial-wedge method to find the maximum active earth pressure, useful for irregular backfills or surcharges.
21. Name the five types of retaining walls.
Gravity, cantilever, counterfort, sheet pile, reinforced earth.
22. List the four stability checks for a retaining wall.
Overturning, sliding, bearing capacity failure, excessive settlement.
23. What is the minimum FOS usually required against overturning and sliding?
Overturning: 1.5 to 2.0. Sliding: 1.5.
24. Why are weep holes provided?
To drain water from behind the wall and prevent additional hydrostatic pressure buildup.
25. State the relationship between the three earth pressure coefficients.
Kp > K0 > Ka, always.
One-Page Summary Sheet (last-minute revision)
| Topic | Key point to remember |
|---|---|
| Foundation | Lowest part of structure; transfers load to soil safely (SSUSED) |
| Shallow foundations | Isolated, strip, combined, strap, raft -- Df ≤ B |
| Deep foundations | Pile, pier, well -- Df > B, weak surface soil |
| Bearing capacity | qu = c.Nc + q.Nq + 0.5.gamma.B.Ngamma; qsafe = qu/FS |
| Settlement | Immediate + Consolidation + Secondary |
| Earth pressure types | Active (wall away, min), At-rest (no move), Passive (wall toward, max) |
| Coefficient order | Kp > K0 > Ka |
| Rankine's Ka, Kp | Ka = (1-sin phi)/(1+sin phi); Kp = (1+sin phi)/(1-sin phi) |
| Resultant location | H/3 above base (triangular distribution) |
| Rankine vs Coulomb | Rankine: no wall friction, vertical wall. Coulomb: wall friction + inclined wall/backfill |
| Retaining wall types | Gravity, cantilever, counterfort, sheet pile, reinforced earth |
| Stability checks | Overturning, sliding, bearing capacity, settlement |
Source notes covered foundation types, functions, classification, loads, Rankine's and Coulomb's earth pressure theories, and retaining wall types and stability. Bearing capacity theory, settlement types, pile group behaviour, cohesive-soil and submerged-soil earth pressure, and Coulomb's full equation were added above because they are regularly tested in the Loksewa 7th level paper but were missing from the original notes.

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